Client information

• Client order execution policy
• Main trading venues
• Information on the execution of received and brokered orders in the Evli Group
• Principles governing the identification and prevention of conflict of interest situations
• Client feedback handling at Evli

• Addressing Sustainability Risks and Adverse Sustainability Impacts
• Evli Wealth Management Principles for Responsible Investment
• Evli Wealth Management Climate Change Principle
• Evli Engagement Policy
• Evli’s principles for responsible investment for direct private equity investments and funds
• Evli Private Equity, Evli Infrastructure and Evli Private Debt funds’ principles for responsible investment
• Real Estate Funds Principles for Responsible Investment
• Evli Asset Management - The implementation of engagement policy 2021
• Information on environmental and social characteristics of discretionary asset management service in accordance with Sustainable Finance Disclosure Regulation. The above information is not applicable to all Evli's asset management portfolios, but excludes individual portfolios due to their investment restrictions, portfolios transferred from EAB Asset Management Ltd and Evli Digital asset management service’s passive strategies with less than 50% Article 8/9 funds. 
  
  

• Inducements
• Custody of client wealth at Evli
• Information on Evli Group's companies in Finland and their service offering and prior information on distance selling of financial services
  In Turku, Evli operates under the name Aurator Asset Management. Aurator's contact information.
• Information on the properties of financial instruments and the associated risks

Evli Plc's terms and conditions for services:

• Terms and Conditions for Incentive Clients
• Terms and Conditions of Investment Services
• Terms and Conditions for Orders

• Client Classification Criteria
• Code of Conduct for Providers of Investment Services on Client Classification, Disclosure Requirement and Obligation to obtain Information

Evli is obliged to collect information required for taxation as Finland has signed an agreement with the USA regarding the exchange of tax information (the FATCA agreement). Finland is also required to observe the common reporting standard of the OECD countries, the CRS, and the amended EU directive DAC2.

These regulations oblige banks and other financial institutions to identify their clients’ residence for tax purposes and submit information on clients’ assets and income to the Finnish Tax Administration on an annual basis. The Tax Administration will then forward this information to the relevant parties.

• Read more from The Finnish Financial Sector's website
  (material is in Finnish)