CLIENT INFORMATION

New legislation and other regulations bringing the Markets in Financial Instruments Directive into force will become effective on 1 November 2007. The directive's main purpose is to facilitate and increase competition in the trading of securities and other financial instruments and to ensure a uniform level of investor protection throughout the EU.

Client Classification and Code of Conduct

Client Classification Criteria Code of Conduct for Providers of Investment Services on Client Classifications, Disclosure Requirement and Obligation to obtain Information

Information about products and services

Inducements Custody of Client Funds at Evli Bank

Evli Group's policies

Client Feedback Handling at Evli Bank Principles of Identification and Prevention of Conflict of Interest Situations Evli Group's Execution Policy for Client Orders

Evli Group's execution venues

• OMX Helsinki Exchange, Finland
• OMX Stockholm Exchange, Sweden
• OMX Riga Exchange, Latvia
• OMX Tallinn Exchange, Estonia
• OMX Vilnius, Lithuania
• The Warsaw Stock Exchange, Poland
• First North, Sweden
• EUREX, Germany

 

Evli Group accesses other markets through third party brokers like E*Trade and NeoNet