Client information

New legislation and other regulations bringing the Markets in Financial Instruments Directive into force will become effective on 1 November 2007. The directive’s main purpose is to facilitate and increase competition in the trading of securities and other financial instruments and to ensure a uniform level of investor protection throughout the EU.

Questions and Answers


Client Classification and Code of Conduct

Client Classification Criteria Code of Conduct for Providers of Investement Services on Client Classification, Disclosure Requirement and Obligation to obtain Information


Information about products and services

Inducements Custody of client funds at Evli Bank Information on Evli Group's companies in Finland and service offering and prior information on distance selling of financial services Information on the properties of financial instruments and the associated risks


Evli Group's policies

Evli Group's execution policy for client orders Client feedback handling at Evli Bank Principles governing the identification and prevention of conflict of interest situations


Our prices

Evli Group Price List Evli Group Price List (Valid from 1 January, 2009)


Terms and Conditions

General Terms and Conditions of Securities Custody General Terms and Conditions of the Client Relationship Agreement Terms and Conditions of Electronic Services General Terms and Conditions of Investment Service Terms of Business for Professional Clients General Terms and Conditions of Account Agreements


Evli Group's execution venues

OMX Helsinki Exchange, Finland
OMX Stockholm Exchange, Sweden
OMX Riga Exchange, Latvia
OMX Tallinn Exchange, Estonia
OMX Vilnius Exchange, Lithuania
The Warsaw Stock Exchange, Poland
First North, Sweden
EUREX, Germany

Evli Group accesses other markets through third party brokers like E*Trade and NeoNet


Tied agents used by Evli Bank Plc

Evli Bank Plc uses the following tied agents as provided for in the Act on Investment Services Companies (922/2007):
Evli Alexander Management Oy
Business ID: 1882491-3
Domicile: Helsinki
Address: Aleksanterinkatu 19 A, 00100 Helsinki

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